Seward & Kissel strengthens investment management team with new addition

Seward & Kissel, a prominent US law firm, has recently introduced a new partner, Peter Shea, to its investment management group based in New York. Shea, a former staff attorney at the Securities and Exchange Commission’s division of enforcement, comes with a wealth of experience and knowledge in the legal field.

Before joining Seward & Kissel, Shea served as a partner at K&L Gates, a global law firm, where he provided counsel to various clients involved in alternative strategy and asset products, business development companies, commodity trading advisers, hedge funds, mutual funds, and more. His expertise lies in the structuring, formation, and ongoing representation of investment entities like exchange-traded funds, private funds, and commodity pools. Shea has successfully obtained exemptions and no-action relief from regulatory bodies such as the Securities and Exchange Commission and the Commodity Futures Trading Commission for his clients.

Expressing his enthusiasm about the new role, Shea mentioned, “It’s an honor to be part of a firm like Seward & Kissel known for its commitment to excellence.” He further stated, “The work of the Investment Management Group closely aligns with my legal practice.”

Co-head of Seward & Kissel’s investment management group, Patricia Poglinco, emphasized the value that Shea’s addition brings to their team and clients. Poglinco highlighted Shea’s extensive experience with registered products, particularly ETFs, and his comprehensive understanding of various financial services that enhance the team’s capabilities.

Additionally, Paul Miller, the head of the registered funds and regulatory group at Seward & Kissel, underscored the advantages Shea’s arrival brings to the firm. Miller acknowledged that Shea’s decades of experience navigating complex regulatory issues will be a valuable resource to the firm’s clients, particularly investment advisers, registered funds, and broker-dealers.

In conclusion, Seward & Kissel’s decision to bring Peter Shea on board reflects the firm’s commitment to reinforcing its investment management group with top-tier talent. Shea’s background and expertise in regulatory matters related to investment products and financial services position him as a significant asset to the firm’s team and clients. His addition is expected to further strengthen Seward & Kissel’s ability to provide high-quality legal services to a diverse range of clients in the investment management sector.