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In 2016, following the arrest of Bobby Guess for securities fraud, Respondent continued to sell unregistered securities. The securities were sold as investments in a sports ticket resale business that promised high returns. Guess had previously been accused of defrauding investors, which ultimately led to his arrest.

The Respondent’s actions violated securities laws, as they were selling securities that were not registered with the proper regulatory authorities. This meant that investors were not receiving the necessary information to make informed decisions about their investments.

Selling unregistered securities is a serious offense and can have severe consequences. It is important for investors to do their due diligence and ensure that any investments they make are in compliance with securities regulations.

In 2017, the Securities and Exchange Commission took action against the Respondent for their illegal sale of unregistered securities. This serves as a reminder to all investors to be cautious and thoroughly research any investment opportunities before committing their funds.

Overall, it is crucial for investors to be aware of the risks associated with unregistered securities and to only invest in opportunities that are fully compliant with securities laws. By staying informed and conducting thorough research, investors can protect themselves from fraudulent schemes and illegal activities in the securities market.