Preparation for 2024 SEC Filings and 2025 Shareholder Meetings: A Guide

Every year, our team at Mintz provides an in-depth analysis of the regulatory landscape that public companies need to navigate as they gear up for their fiscal year-end filings with the Securities and Exchange Commission (SEC) and their annual shareholder meetings. As we look ahead to the 2024 fiscal year-end reporting process, there are several key considerations to keep in mind.

While the SEC didn’t introduce many new rules in 2024, companies should focus on refining their disclosures and year-end processes to align with the SEC’s recent rulemaking activities. This includes paying attention to cybersecurity disclosures, insider trading policies, and the disclosure of option awards in relation to material non-public information. It’s also crucial for companies to assess how artificial intelligence (AI) impacts their business and ensure that AI disclosures are up to date. Environmental, Social, and Governance (ESG) practices and disclosures should also be reviewed and updated.

In addition to these considerations, companies should carefully review and refine their risk factors and Management’s Discussion and Analysis of Financial Condition. We’ll also provide updates on FDA regulatory developments and recent litigation affecting corporate governance and disclosure to help companies stay informed and compliant.

Stay tuned for our full advisory for a comprehensive overview of these important topics. Subscribe to Mintz Insights to access this valuable content.

As we gear up for 2025, it’s essential for companies to stay proactive and informed about regulatory developments that impact their reporting requirements and governance practices. Stay tuned for more insights and guidance from Mintz.