SEC charges investment adviser and two officers for misusing fund and portfolio company assets
The Securities and Exchange Commission recently took action against Momentum Advisors LLC, a registered investment adviser, and its former managing...
Securities & Exchange
SEC issues warning about unregistered investment schemes in Nigeria
The Securities and Exchange Commission (SEC) has issued a warning to investors regarding various unregistered investment schemes like Pro-Vest and...
US equity funds experience withdrawals due to technology sell-off and concerns about trade war
On February 28, 2025, signage was visible at the headquarters of the U.S. Securities and Exchange Commission (SEC), indicating that...
SEC halts Coinbase case to shift focus back to crypto regulation
The Securities and Exchange Commission (SEC) has recently decided to drop its civil enforcement case against Coinbase Inc. and Coinbase...
Diversified Energy Acquisition Update – March 6, 2025 – London Stock Exchange
The recent filing of Form 6-K with the Securities and Exchange Commission (SEC) by a certain company has shed light...
Trump to address cryptocurrency entrepreneurs and investors at White House on Friday
President Trump is scheduled to address the audience of cryptocurrency founders and investors at the White House on Friday in...
Bondconnect Securities and other parties agree to pay Rs 16 lakh to resolve Sebi case
Following an inspection conducted by the Securities and Exchange Board of India (Sebi) for the period beginning April 1, 2020,...
US states continue to implement climate regulations despite Trump’s policy rollbacks
The implementation of the Securities and Exchange Commission's (SEC) climate reporting regulations was not a swift process. It took a...
Investors Can Take Lead in AppLovin Corporation Securities Fraud Lawsuit
The Securities and Exchange Commission has been investigating allegations against a Company regarding potential securities fraud. The investigation focuses on...
Constitutional challenges hindered SEC and PCAOB enforcement in 2024
The most recent report from The Brattle Group has brought to light how constitutional challenges played a crucial role in...
Controversial private credit ETF encounters fresh regulatory challenges
The SPDR SSGA Apollo IG Public & Private Credit ETF (PRIV) has made a controversial debut by drawing attention to...
Tampa Bay Rays return $200,000 from alleged Ponzi scheme company
A recent Instagram post from Todd Burkhalter's account highlighted Drive Planning, LLC's advertising at Tropicana Field, which is now under...