Indian regulator mandates top bourses to serve as alternative trading venues in case of glitches
India's securities regulator is ensuring that its stock exchanges are well prepared to handle any technical glitches or outages that...
Securities & Exchange
Merus Abstract on Petosemtamab as Second Line Treatment for r/m …
The Securities and Exchange Commission (SEC) released new regulations on October 31, 2024, that could impact the financial industry. These...
America’s First 24-Hour Stock Exchange Receives Operational Approval
America's First 24-Hour Stock Exchange Receives Operational Approval In recent news, the U.S. Securities and Exchange Commission has granted approval...
Ex-Sen. Bob Menendez Seeks New Trial Due to Evidence Error
Attorneys for former Senator Bob Menendez and two businessmen who were convicted last summer in a bribery scheme are calling...
Canadian Pension Executives Charged in India Bribery Scheme
In recent news, a civil lawsuit by the US Securities and Exchange Commission has revealed allegations of bribery in India....
SEC Requires Trade Group Membership for Registration of Market Operators
The Securities and Exchange Commission (SEC) has just announced a new requirement for capital market operators. In order to renew...
SEC vows to enforce fintech regulations to protect investors
The Securities and Exchange Commission (SEC) is dedicated to protecting investors' funds in light of the increasing role of fintech...
SEC Focuses on Reg BI Compliance, Hybrids, and Fees in 2025 Exams
The SEC is gearing up to focus on Reg BI compliance, hybrids, and hefty fees during the 2025 exams. This...
SEC’s Commitment to Enforce Fintech Regulations for Investor Protection
The Securities and Exchange Commission is prioritizing the protection of investors' funds in light of the growing influence of fintech...
Bitcoin price nears $100k as crypto market rallies
The upcoming departure of Securities and Exchange Commission (SEC) Chair Gary Gensler, along with recent Cabinet appointments by former President...
SEC Targets Reg BI Compliance, Hybrids and Fees in 2025 Exams
The SEC is gearing up to conduct their exams targeting Reg BI compliance, hybrid financial advisor models, and hefty fees...
Bitcoin Price Approaches $100k Amid Crypto Industry Support for Trump
The upcoming departure of Securities and Exchange Commission (SEC) Chair Gary Gensler has been making headlines lately, especially in light...