JBS S.A. AND JBS USA HOLDING LUX S.À R.L. ANNOUNCE EXPIRATION AND … – PR Newswire
JBS S.A. and JBS USA Holding Lux S.à r.l. have just wrapped up their offer to exchange existing notes for...
Securities & Exchange
How can Trump overhaul US financial regulators when he takes office? – Reuters
The US Securities and Exchange Commission (SEC) is made up of five commissioners who are politically appointed. Currently, there are...
Attorney General Ken Paxton Sues Biden-Harris Administration for Unlawful Regulations …
Attorney General Ken Paxton, along with a coalition of 18 states, recently filed a lawsuit against the U.S. Securities and...
JBS S.A. AND JBS USA HOLDING LUX S.À R.L. ANNOUNCE EXPIRATION AND … – PR Newswire
JBS S.A. and JBS USA Holding Lux S.à r.l. have some news to share about their recent exchange offers for...
How can Trump overhaul US financial regulators when he takes office? – Reuters
The U.S. Securities and Exchange Commission (SEC) is made up of five commissioners who are appointed by politicians. Currently, there...
Rule 15c2-11 Relief for Fixed Income Securities | Mayer Brown Free Writings + Perspectives
Broker-dealers have been gearing up for changes with Rule 15c2-11 compliance for fixed income securities since the prior relief was...
D.C. Circuit Enjoins FINRA from Expelling Member Before SEC Review – Sidley Austin
On November 22, 2024, the U.S. Court of Appeals for the D.C. Circuit made a significant decision in Alpine Securities...
SEC more than doubles muni enforcement filings in FY 2024 – Bond Buyer
The Securities and Exchange Commission rocked the boat in fiscal year 2024 by more than doubling their enforcement filings in...
SEC more than doubles muni enforcement filings in FY 2024 – Bond Buyer
The Securities and Exchange Commission brought forth more than double the number of municipal market enforcement filings in fiscal year...
Digital Financial Services: GAO Evaluates Opportunities, Risks – ASPPA
Recently, the Securities and Exchange Commission (SEC) made some changes to the rules governing broker-dealers and investment advisers. These updates,...
SEC and DOJ Charge Adani for Massive Bribery Scheme in India
On November 20th, the U.S. Securities and Exchange Commission (SEC) and Department of Justice (DOJ) made some significant announcements. They...
Daily Financial Regulation Update — Monday November 25 – Lexology
The S&P 500 Index, a well-known benchmark for the overall performance of the U.S. stock market, reached a record high...