SEC Charges Three Broker-Dealers for Filing Deficient Suspicious Activity Reports
In recent news, the Securities and Exchange Commission (SEC) has charged three broker-dealers with filing deficient suspicious activity reports. This...
Securities & Exchange
SEC Charges Three Broker-Dealers for Filing Deficient SARs
In recent news, TD Securities has announced leadership changes, while Stifel has welcomed Brad Edgar to their team. This move...
SEC Generates $8.2B in Remedies in FY24, With 56% from Terraform Labs
In the fiscal year 2024, the Securities and Exchange Commission (SEC) made headlines by collecting a record $8.2 billion in...
SEC Collects $8.2B in Remedies in FY24, 56% from Terraform Labs
The Securities and Exchange Commission (SEC) had a record-breaking year in fiscal year 2024, collecting a total of $8.2 billion...
Bitcoin Hoarder Profits Billions as Deregulation Looms Under Trump
Bitcoin is on the rise, hitting record highs and projected by experts to surpass $100,000 per coin by the holiday...
Bitcoin Hoarder Profits Billions with Potential Deregulation under Trump
Bitcoin is currently on an exciting ride, reaching record highs in trading, with experts predicting it may surpass $100,000 per...
Meta Faces Investor Suit After Supreme Court Dismisses Case – Claims Journal
Meta Platforms Inc., formerly known as Facebook, is facing a significant lawsuit following a decision by the U.S. Supreme Court....
Meta Investor Suit After Supreme Court Decision – Claims Journal
The U.S. Supreme Court has dismissed Meta Platforms Inc.'s appeal, which means the company will face a hefty lawsuit from...
SEC Reports Record $8.2 Billion in Remedies with 583 Enforcement Actions in 2024: Key Highlights
The Securities and Exchange Commission recently disclosed that it took action in 583 enforcement cases during the fiscal year of...
ONEOK Acquires Remaining Publicly Held Common Units
ONEOK has recently made an exciting announcement about acquiring all outstanding publicly held common units of EnLink Midstream in a...
US SEC lacks jurisdiction to summon foreign national; Adani notice to be sent through proper channel
The Securities and Exchange Commission (SEC) is a vital regulatory agency responsible for overseeing the securities industry in the United...
US SEC lacks jurisdiction to summon foreign national; Adani notice to be sent through proper channel
The Securities and Exchange Commission (SEC) has recently announced new rules aimed at increasing transparency and protecting investors in the...