AAG Capital, Inc. recently submitted a filing with the Securities and Exchange Commission using form X-17A-5. This form is typically used by broker-dealers to file annual reports and financial statements with the SEC. The submission of this form is significant as it provides regulators and investors with essential information about the financial health and compliance of the company.
AAG Capital, Inc. is a broker-dealer firm that is required to file this form as part of its regulatory obligations. The company is registered with the SEC and is subject to regulations to ensure transparency and accountability in its operations. For more information about AAG Capital, Inc., you can visit their website here.
Form X-17A-5 is a crucial document that provides detailed financial information about broker-dealers, including balance sheet data, income statements, and other pertinent financial disclosures. By submitting this form, AAG Capital, Inc. is fulfilling its regulatory requirements and providing stakeholders with insight into its financial standing and compliance with SEC regulations.
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AAG Capital, Inc. (0000025551) Files X-17A-5 Form with the SEC – Latest Regulatory Filing Update
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