Broker from Larchmont indicted for insider trading, accused of pure greed
A 38-year-old broker from Larchmont, David Cooper, was indicted in an insider trading case that was unsealed in Brooklyn federal...
Day: January 17, 2025
SEC imposes $60 million in fines on Wells and Merrill for cash sweep violations
The Securities and Exchange Commission imposed a $60 million combined penalty on Wells Fargo Advisors and Merrill Lynch for not...
DOGE urged to probe Biden’s natural capital accounts
As a new administration and Congress take the reins, Republicans are eager to address several problematic regulations enacted during the...
Investors Can Take Lead in Wolfspeed, Inc. Securities Fraud Lawsuit
The Securities and Exchange Commission has announced that they will be "ramping more slowly than we originally anticipated." This news...
Attorney General secures $106 million from Vanguard for failing investor notification
Today, New York Attorney General Letitia James, in collaboration with a coalition of 45 securities regulators and the Securities and...
2025 Private Capital Trends – Farrer & Co
As we step into the year 2025, private capital experts from various sectors are delving into the factors that will...
Burwick Law files lawsuit against PumpDotFun on behalf of victims of rugpull – Tekedia
Burwick Law is taking legal action against Pump.fun on behalf of investors who have suffered losses due to investing in...
Business Update: Recent Leadership Changes and Mergers and Acquisitions in Offshore Industry
Throughout the offshore energy industry, various companies have seen shifts in leadership roles and appointments in recent months. One notable...
Healthtech M&A Momentum Strong, VC Investors Stay Cautious
The J.P. Morgan Healthcare Conference took place in San Francisco under unusually sunny skies, offering hope to biotech and healthtech...
What to expect from Trump’s second inauguration speech?
Revisiting Donald Trump's first inaugural address may not be at the top of many people's minds, given the subsequent distractions...
Key Steps for U.S. Public Companies in 2025 to Address Data Privacy
With the SEC's rapid rulemaking and enforcement actions, new expectations and requirements have been placed on U.S. public companies, setting...
Investors invited to participate in FTAI Aviation Ltd. securities fraud investigation
FTAI investors now have the chance to participate in the securities fraud investigation concerning FTAI Aviation Ltd with the Schall...