SEDAR Refiling Notice – November 29, 2024
TD Bank Group has re-filed the plea agreements related to its compliance programs with the U.S. Bank Secrecy Act and Anti-Money Laundering laws. The agreements were filed with the Department of Justice and the United States Attorney’s Office for the District of New Jersey as “material contracts” on SEDAR+. Initially, these documents were filed without the appendices, which are now available online since October 10, 2024. This re-filing was done in line with the Bank’s regulatory obligations under securities laws and at the request of the Ontario Securities Commission.
For those unfamiliar with TD Bank Group, it is one of the largest banks in North America, serving over 27.5 million customers across various financial services. The Bank operates in four key areas: Canadian Personal and Commercial Banking, U.S. Retail, Wealth Management and Insurance, and Wholesale Banking. Additionally, TD is a major player in online financial services, with over 17 million active online and mobile customers. As of July 31, 2024, TD had $1.97 trillion in assets and trades on both the Toronto and New York Stock Exchanges.
It’s worth noting that TD Bank Group occasionally makes forward-looking statements, which are made under the safe harbor provisions of applicable securities legislation. These statements are based on assumptions and contain risks and uncertainties that could cause actual results to differ from expectations. Such risks include economic conditions, market factors, cyber security threats, regulatory compliance, and more. As always, it’s essential to consider these factors when evaluating the Bank’s performance and future prospects.
