SEC Reports Low Activity in FY 2024
The SEC just published its “Enforcement Results for Fiscal Year 2024” and the numbers are in. Surprisingly, enforcement actions have hit a nearly decade low, despite a record high in financial remedies. What’s going on behind the scenes? These numbers raise some interesting questions about the future of SEC enforcement.
Chair Gary Gensler and the Enforcement Division have been talking tough, pursuing new legal theories, and staffing up, so why the drop in activity? The reasons behind this trend could have big implications for what’s coming next in enforcement.
It’s not all about the numbers, but they definitely paint a picture of a shifting landscape at the SEC. Stay tuned for more updates and analysis on what this means for investors and the financial markets. Subscribe to our newsletter to stay in the loop.
