In a recent SEC filing, M1 Finance LLC (0001650711) submitted form X-17A-5, a report that provides detailed financial information about broker-dealers. This filing is significant as it offers transparency into M1 Finance LLC’s financial condition and compliance with regulatory requirements. Investors and stakeholders can use this information to assess the company’s performance and risk profile.
M1 Finance LLC is a brokerage firm that offers a platform for automated investing, borrowing, and banking services. The company aims to empower individuals to manage their finances efficiently through its user-friendly interface and customizable investment portfolios. For more information about M1 Finance LLC, visit their website at https://www.m1finance.com.
Form X-17A-5 is a financial and operational report that broker-dealers are required to file with the SEC. It provides details on the firm’s capital, assets, liabilities, income, expenses, and other key financial metrics. By submitting this form, M1 Finance LLC is ensuring compliance with regulatory standards and demonstrating transparency in its operations.
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SEC Filing Alert: X-17A-5 Submission by Fintech Company M1 Finance LLC (0001650711)
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