New York Stock Exchange LLC Files Form 19B-4E with SEC

In a recent SEC filing, the New York Stock Exchange LLC submitted a Form 19B-4E. This form is typically used by national securities exchanges to report proposed rule changes to the SEC for approval. The submission of this form indicates that the New York Stock Exchange LLC is seeking to make amendments to its existing rules and regulations.

The New York Stock Exchange LLC, operated by Intercontinental Exchange, Inc., is one of the largest stock exchanges in the world. It is known for its role in facilitating the buying and selling of securities for investors. With a history dating back to 1792, the NYSE has long been a key player in the global financial markets. For more information about the New York Stock Exchange LLC, you can visit their official website here.

Form 19B-4E is a vital tool used by national securities exchanges to propose changes to their rules and regulations. The submission of this form triggers a review process by the SEC to ensure that the proposed changes comply with federal securities laws and regulations. Investors and market participants closely monitor these filings to stay informed about any upcoming changes that may impact their trading activities on the exchange.

Read More:
New York Stock Exchange LLC Files Form 19B-4E with the SEC