Oceanus Securities, LLC Submits X-17A-5 SEC Filing
In a recent SEC filing, Oceanus Securities, LLC (CIK: 0001311892) submitted Form X-17A-5, a financial and operational report required by the Securities and Exchange Commission for broker-dealers. This form provides crucial information about the financial health and operational activities of the firm, ensuring compliance with regulatory standards and safeguarding investor interests. The submission of Form X-17A-5 is a significant regulatory requirement for Oceanus Securities, LLC, as it underscores the firm’s commitment to transparency and regulatory compliance in its operations.
Oceanus Securities, LLC is a broker-dealer firm that offers a range of financial services to its clients. As a registered broker-dealer, Oceanus Securities, LLC is mandated to adhere to strict regulatory guidelines set forth by the SEC to protect investors and maintain market integrity. The firm’s submission of Form X-17A-5 reflects its dedication to upholding these regulatory standards and providing transparency in its financial and operational activities. For more information about Oceanus Securities, LLC, you can visit their website at https://www.oceanussecurities.com.
Form X-17A-5 is a financial and operational report that broker-dealers are required to file with the SEC. This form provides detailed information about the firm’s financial condition, including its balance sheet, income statement, and other key financial data. Additionally, the form requires broker-dealers to disclose information about their business operations, such as the types of securities they trade, their risk management practices, and any regulatory actions taken against them. By submitting Form X-17A-5, broker-dealers like Oceanus Securities, LLC demonstrate their compliance with SEC regulations and their commitment to maintaining transparency in their operations.
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Oceanus Securities, LLC (0001311892) Submits X-17A-5 SEC Filing
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Moreover, the company's official website, [Cerence Inc.](https://www.cerence.com/), provides additional information about its products, services, and investor relations. Investors can access the latest news, financial reports, and corporate governance details on the website, ensuring transparency and accessibility for all stakeholders.
In conclusion, Cerence Inc.'s annual Form 10-K filing offers a comprehensive overview of the company's financial performance, operations, and key exhibits. Investors and stakeholders can utilize this information to make informed decisions about their investment in the company. For further details, interested parties are encouraged to review the complete Form 10-K filing on the SEC's website and visit Cerence Inc.'s official website for additional information.](https://www.edgarindex.com/wp-content/uploads/2024/06/foldergrey_93178.png "Cerence Inc., a company specializing in prepackaged software services, recently filed its annual Form 10-K report with the Securities and Exchange Commission (SEC) on November 25, 2024. The period of the report covers the fiscal year ending on September 30, 2024, providing comprehensive insight into the company's financial performance and operations.
Key exhibits included in the Form 10-K filing are crucial for investors and stakeholders to gain a deeper understanding of Cerence Inc.'s business. Exhibit 10.34 and Exhibit 10.35 contain important information related to agreements and contracts, while Exhibit 19.1 provides details about the company's subsidiaries. Exhibits 21.1 and 23.1 offer information regarding the company's subsidiaries and related trademarks, respectively. Additionally, Exhibits 31.1, 31.2, 32.1, and 32.2 provide certifications and other disclosures required under SEC regulations. Exhibit 97.1 includes information related to disclosure controls and procedures, enhancing transparency in the company's operations.
Investors and analysts interested in delving deeper into Cerence Inc.'s financial information can access the complete submission text file, which is available on the SEC's website. The document provides a comprehensive overview of the company's financial statements, management discussion and analysis, risk factors, and other pertinent information for the fiscal year ending September 30, 2024.
Cerence Inc.'s corporate address is located at 25 Mall Road, Suite 416, Burlington, MA 01803. The company's business address remains the same, and interested parties can contact Cerence Inc. at 617-580-0843 for further inquiries or information.
For those who wish to review the complete Form 10-K filing, the SEC Accession No. is 0000950170-24-130642. The document can be accessed through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system by following this link: [SEC Form 10-K filing](https://www.sec.gov/Archives/edgar/data/1768267/000095017024130642/crnc-20240930.htm).
Moreover, the company's official website, [Cerence Inc.](https://www.cerence.com/), provides additional information about its products, services, and investor relations. Investors can access the latest news, financial reports, and corporate governance details on the website, ensuring transparency and accessibility for all stakeholders.
In conclusion, Cerence Inc.'s annual Form 10-K filing offers a comprehensive overview of the company's financial performance, operations, and key exhibits. Investors and stakeholders can utilize this information to make informed decisions about their investment in the company. For further details, interested parties are encouraged to review the complete Form 10-K filing on the SEC's website and visit Cerence Inc.'s official website for additional information.")