SEC Filing Alert: X-17A-5 Form Filed by Sonenshine & Company LLC (0001121904)
In a recent SEC filing, Sonenshine & Company LLC submitted Form X-17A-5, a financial and operational report required by broker-dealers. This filing provides crucial information about the company’s financial health and compliance with regulatory requirements, offering investors and regulators insight into the firm’s activities.
Sonenshine & Company LLC is a broker-dealer firm based in the United States, with the SEC file number 0001121904. The company offers a range of financial services to its clients, including investment advice and securities trading. For more information about Sonenshine & Company LLC, you can visit their website at https://www.sonenshineco.com.
Form X-17A-5 is a key SEC filing required for broker-dealers to report their financial and operational activities. This form helps ensure transparency and accountability in the financial industry, allowing regulators to monitor compliance with rules and regulations to protect investors and maintain market integrity. Investors and stakeholders can review this filing to assess the financial health and regulatory compliance of Sonenshine & Company LLC.
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SONENSHINE & COMPANY LLC Files X-17A-5 Form with SEC