Morgan Stanley Principal Funding, Inc. Files ABS-15G Form as Securitizer (SEC Filing 0001760000)
Morgan Stanley Principal Funding, Inc. recently filed Form ABS-15G with the Securities and Exchange Commission (SEC), a filing that is significant for investors and regulators alike. This form is used to report a securitizer’s retention of an economic interest in a securitization transaction in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act. By disclosing this information, Morgan Stanley Principal Funding, Inc. is providing transparency and accountability in the securitization market.
Morgan Stanley Principal Funding, Inc. is a subsidiary of Morgan Stanley, a global financial services firm that provides investment banking, securities, wealth management, and investment management services. As a securitizer, the company plays a key role in the securitization process by pooling various types of debt, such as mortgages or auto loans, and transforming them into tradable securities. This practice helps to free up capital for lending institutions and diversify risk in the financial system.
Form ABS-15G is a specific type of filing required by the SEC for securitizers to disclose their retention of a portion of the credit risk associated with the assets they are securitizing. This form aims to prevent the issuance of risky securities by ensuring that securitizers have “skin in the game” and are incentivized to carefully evaluate the quality of the underlying assets. Investors can review these filings to assess the level of risk associated with a particular securitization transaction and make informed investment decisions.
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Morgan Stanley Principal Funding, Inc. Files ABS-15G Form with SEC for Securitization Transaction
